APPELLATE COURT OPINIONS

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State of Tennessee v. Antonio Benson

W2017-01119-SC-R11-CD

The defendant, Antonio Benson, was convicted of first-degree premeditated murder and sentenced to life in prison. On appeal, the defendant contended that the proof at trial fairly raised the issue of whether or not he killed the victim in self-defense and that the trial court erred in refusing to instruct the jury on self-defense. The Court of Criminal Appeals agreed that self-defense should have been charged and concluded that the error was not harmless. The intermediate court therefore reversed the defendant’s conviction and remanded the case for a new trial. We granted this appeal to clarify the gatekeeping function of a trial court when assessing whether self-defense has been fairly raised by the proof and to consider the quantum of proof necessary for a court to charge a jury on selfdefense. We hold that self-defense was not fairly raised by the proof in this case because the defendant was not lawfully defending himself when he killed the victim. We, therefore, reverse the judgment of the Court of Criminal Appeals.

Authoring Judge: Justice Roger A. Page
Originating Judge:Judge Lee V. Coffee
Shelby County Supreme Court 04/30/20
State of Tennessee v. Quintavious Hill

W2019-01041-CCA-R3-CD

A Shelby County jury convicted the defendant, Quintavious Hill, as charged of attempted second degree murder, aggravated assault, and employing a firearm during the commission of a dangerous felony, and the trial court imposed an effective eleven-year sentence. See Tenn. Code Ann. §§ 39-12-101, 39-13-210, 39-13-102(a)(1)(A)(iii), 39-17-1324(b). On appeal, the defendant argues that the evidence is insufficient to sustain his convictions. We affirm the judgments of the trial court.

Authoring Judge: Judge Camille R. McMullen
Originating Judge:Judge James M. Lammey
Shelby County Court of Criminal Appeals 04/30/20
Larry E. Rathbone v. State of Tennessee

E2019-00447-CCA-R3-PC

The State appeals from the post-conviction court’s order granting post-conviction relief to the Petitioner, Larry E. Rathbone, from his convictions for two counts of rape of a child, one count of attempted rape of a child, and one count of aggravated sexual battery, for which he is serving an effective fifty-six-year sentence. On appeal, the State contends that the post-conviction court erred in granting relief on the Petitioner’s ineffective assistance of counsel claim related to his trial attorney’s dual representation of him and the codefendant at their joint trial and related to counsel’s failure to obtain a severance. In cross-appeal issues, the Petitioner contends that the court erred in failing to grant relief on his claim that he received the ineffective assistance of counsel because trial counsel did not challenge the competency of the child victim who testified at the trial and that he is entitled to plain error relief based upon ineffective assistance of counsel due to counsel’s lack of objection to the introduction of evidence of uncharged criminal conduct. We conclude that the post-conviction court erred in granting relief and reverse its judgment.

Authoring Judge: Judge Robert H. Montgomery Jr.
Originating Judge:Judge E. Shayne Sexton
Campbell County Court of Criminal Appeals 04/30/20
In Re Conservatorship of Daniel Allen

M2019-00469-COA-R3-CV

This appeal arises from a conservatorship action in which an attorney ad litem was appointed to represent the respondent. The dispositive issue is whether the trial court had the discretion to assess all or any portion of the fees of the attorney ad litem to a party other than the respondent when Tenn. Code. Ann. § 34-1-125(b) states “[t]he cost of the attorney ad litem shall be charged against the assets of the respondent.” The trial court ruled that it did not have the discretion to deviate from the clear mandate in the statute. We affirm.

Authoring Judge: Presiding Judge Frank G. Clement Jr.
Originating Judge:Judge David Randy Kennedy
Davidson County Circuit, Criminal & Chancery Courts 04/30/20
State of Tennessee v. Jemel Johnson

M2018-01346-CCA-R3-CD

The Defendant, Jemel Johnson, was convicted by a Sumner County Criminal Court jury of two counts of attempted sexual battery by an authority figure, a Class D felony, two counts of aggravated rape, a Class A felony, and assault by extremely offensive or provocative conduct, a Class B misdemeanor, for acts involving two foster children. See T.C.A. §§ 39-12-101 (2018) (attempt); -13-101(A)(3) (2010) (subsequently amended) (assault); -13-502 (2018) (aggravated rape); -13-527 (2018) (attempted sexual battery by an authority figure). He received a sentence of twenty-five years’ confinement. On appeal, the Defendant contends that (1) the trial court violated his constitutional right to due process by failing to produce a trial transcript sufficient to provide appellate review; (2) the evidence was insufficient to support his convictions for aggravated rape; (3) the trial court erred by admitting the victims’ hearsay statements; (4) the trial court erred by allowing the State to cross-examination the Defendant’s wife about her blaming the victims; (5) the trial court erred by not allowing the victims’ school principal to testify about specific instances of conduct by one of the victims; (6) the trial court erred by questioning the Defendant’s wife in an argumentative manner, resulting in prejudice to the Defendant; and (7) the trial court erred by failing to instruct the jury on sexual battery by an authority figure as a lesser included offense of aggravated rape. We affirm the judgments of the trial court and remand for entry of corrected judgments in Counts One and Two.

Authoring Judge: Judge Robert H. Montgomery, Jr.
Originating Judge:Judge Dee David Gay
Sumner County Court of Criminal Appeals 04/30/20
In Re Isabella W. - Concur and Dissent

E2019-01346-COA-R3-PT

concur with the majority’s opinion except as to the holding that the ground as to the “failure to manifest an ability and willingness to assume custody” was not satisfied. This Court is split on this issue, and I agree with the line of cases that hold that the parent has to be able and willing rather than just either of the two. See In re Amynn K., No. E2017-01866-COA-R3-PT, 2018 WL 3058280, at *12-14 (Tenn. Ct. App. June 20, 2018). I concur in all the rest of the majority’s opinion including termination of the father’s parental rights. Given this Court’s clear and irreconcilable split as to this question of statutory interpretation, I request the Tennessee Supreme Court accept and resolve this issue once it has the opportunity to do so.

Authoring Judge: Judge D. Michael Swiney
Originating Judge:Judge Timothy E. Irwin
Knox County Court of Appeals 04/29/20
Walter Payne v. Kroger Limited Partnership I

W2019-00479-COA-R3-CV

Pro se appellant appeals the trial court’s involuntary dismissal of his action pursuant to Tennessee Rule of Civil Procedure 41.02(2). The appellant’s brief significantly fails to comply with Tennessee Rule of Appellate Procedure 27. Accordingly, we find that any issues on appeal are waived. We affirm the trial court’s dismissal.

Authoring Judge: Judge John W. McClarty
Originating Judge:Judge Felicia Corbin Johnson
Shelby County Court of Appeals 04/29/20
Melissa Martin et al v. Rolling Hills Hospital, LLC et al

M2016-02214-SC-R11-CV

We granted permission to appeal to clarify the role of prejudice in a court’s determination of whether a plaintiff in a health care liability action substantially complied with the statutory pre-suit notice requirements of Tennessee Code Annotated section 29-26-121 (Supp. 2019) (“Section 121”) and to clarify the burdens each party bears when seeking to establish, or to challenge, compliance with Section 121. We hold that prejudice is relevant to the determination of whether a plaintiff substantially complied with Section 121, but it is not a separate and independent analytical element. We also hold that a plaintiff bears the initial burden of either attaching documents to her health care liability complaint demonstrating compliance with Section 121 or of alleging facts in the complaint demonstrating extraordinary cause sufficient to excuse any noncompliance with Section 121. A defendant seeking to challenge a plaintiff’s compliance with Section 121 must file a Tennessee Rule of Civil Procedure 12.02(6) motion to dismiss for failure to state a claim. See Myers v. AMISUB (SFH), Inc., 382 S.W.3d 300, 307 (Tenn. 2012). A defendant’s Rule 12.02(6) motion must include allegations that identify the plaintiff’s noncompliance and explain “the extent and significance of the plaintiff’s errors and omissions and whether the defendant was prejudiced by the plaintiff’s noncompliance.” Stevens ex rel. Stevens v. Hickman Cmty. Health Care Servs., Inc., 418 S.W.3d 547, 556 (Tenn. 2013). One means of satisfying this burden is to allege that a plaintiff’s Section 121(a)(2)(E) medical authorization lacks one or more of the six core elements federal law requires for compliance with the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”). See Pub. L. No. 104-191, 110 Stat. 1936 (1996) (codified as amended in scattered sections of 18, 26, 29, and 42 of the United States Code). Once a defendant files a Rule 12.02 motion that satisfies this prima facie showing, the burden then shifts to the plaintiff either to establish substantial compliance with Section 121—which includes the burden of demonstrating that the noncompliance did not prejudice the defense—or to demonstrate extraordinary cause that excuses any noncompliance. In this case, the defendants met their burden by showing that the plaintiffs’ medical authorizations lacked three of the six core elements federal law requires for HIPAA compliance. This showing shifted the burden to the plaintiffs, and they failed to establish either substantial compliance or extraordinary cause to excuse their noncompliance. As a result of this noncompliance with Section 121(a)(2)(E), the plaintiffs were not entitled to the 120-day extension of the statute of limitations. Therefore, their first lawsuit, filed after the oneyear statute of limitations expired, was not “commenced within the time limited by a rule or statute of limitation,” Tenn. Code Ann.
§ 28-1-105(a) (2017), so the plaintiffs cannot rely on the one-year savings statute to establish the timeliness of this lawsuit. Accordingly, we reverse the judgment of the Court of Appeals and reinstate the trial court’s judgment dismissing the plaintiffs’ health care liability action as time-barred.

Authoring Judge: Justice Cornelia A. Clark
Originating Judge:Judge Michael Binkley
Williamson County Supreme Court 04/29/20
Shelby K. Marsh v. Angela D. Lowe Et Al.

E2019-00697-COA-R3-CV

This is an appeal from the judgment in a personal injury action in which the plaintiff sought to recover damages incurred in a car accident. The trial court granted summary judgment on the issue of liability. Following a hearing on the measure of damages at which the only proof was the plaintiff’s testimony, the trial court entered a $5,000 judgment against the defendants. This appeal followed. Discerning no error, we affirm.

Authoring Judge: Judge John W. McClarty
Originating Judge:Judge Donald R. Elledge
Anderson County Court of Appeals 04/29/20
Melissa Martin et al v. Rolling Hills Hospital, LLC et al (Concur in Part;Dissent in Part)

M2016-02214-SC-R11-CV

I agree with the majority’s clarification of the role of prejudice in the substantial compliance analysis required when a defendant challenges the plaintiff’s adherence to subsection (a)(2) of Tennessee Code Annotated section 29-26-121 (Supp. 2019) (“Section 121”).

Authoring Judge: Justice Holly Kirby
Originating Judge:Judge Michael Binkley
Williamson County Supreme Court 04/29/20
In Re C.S.

E2019-01657-COA-R3-PT

This appeal involves the termination of a mother’s parental rights. The trial court found by clear and convincing evidence that two grounds for termination were proven and that termination was in the best interest of the child. Mother appeals. We affirm and remand for further proceedings.

Authoring Judge: Judge Carma Dennis McGee
Originating Judge:Chancellor Douglas T. Jenkins
Hawkins County Court of Appeals 04/29/20
Terry Townsend v. David W. Little Et Al.

E2019-00706-COA-R3-CV

The plaintiff and another individual, as co-personal representatives of an estate, filed a probate action, seeking declaratory relief and recovery of personal property concerning a vehicle that allegedly belonged to the estate. This action was voluntarily nonsuited without prejudice in December 2016. In November 2017, the plaintiff, in his individual capacity only, filed a complaint for declaratory relief and recovery of personal property, requesting that the vehicle be returned not to the estate but instead to the plaintiff. The defendants filed a motion to dismiss the plaintiff’s 2017 complaint as being untimely. The Trial Court granted the defendants’ motion to dismiss, finding that the plaintiff’s individual action was not saved by the Tennessee savings statute, codified at Tennessee Code Annotated
§ 28-1-105(a), and was, therefore, untimely. Discerning no error, we affirm.

Authoring Judge: Judge D. Michael Swiney
Originating Judge:Chancellor John C. Rambo
Washington County Court of Appeals 04/29/20
In Re Boston G.

M2019-00393-COA-R3-PT

A mother and father appeal the termination of their parental rights to their child. The juvenile court determined that there was clear and convincing evidence of five grounds for terminating the father’s parental rights and seven grounds for terminating the mother’s parental rights. The court also determined that there was clear and convincing evidence that termination of the mother’s and the father’s parental rights was in the child’s best interest. Upon our review, of the grounds actually alleged for terminating parental rights, only two against the father were supported by clear and convincing evidence. And five of the six grounds alleged for terminating the mother’s parental rights were supported by clear and convincing evidence. We also conclude that termination of both parent’s rights was in the child’s best interest. So we affirm the termination of the mother’s and the father’s parental rights.

Authoring Judge: Judge W. Neal McBrayer
Originating Judge:Judge William M. Locke
Warren County Court of Appeals 04/29/20
State of Tennessee v. Lavonta Laver Churchwell

M2019-01673-CCA-R3-CD

The Appellant, Lavonta Laver Churchwell, is appealing the trial court’s denial of his motion to correct an illegal sentence. The State has filed a motion asking this Court to affirm pursuant to Court of Criminal Appeals Rule 20. Said motion is hereby granted.

Authoring Judge: Judge Robert L. Holloway, Jr.
Originating Judge:Judge Jennifer Smith
Davidson County Court of Criminal Appeals 04/29/20
In Re Isabella W.

E2019-01346-COA-R3-PT

A father appeals the termination of his parental rights to his daughter, asserting that the evidence did not establish the three grounds upon which termination was based and that termination was in his child’s best interest. He also argues that he is entitled to a new trial due to ineffective assistance of his trial counsel, the denial of a continuance in order that he could represent himself, and that the court erred in not finding that he was competent to stand trial. Upon our thorough review, we conclude that the father received fundamentally fair procedures; that he waived the issues related to the continuance and his competence to participate in the trial; we reverse the court’s holding with respect to one ground, affirm the rest, and affirm the termination of his rights.

Authoring Judge: Judge Richard H. Dinkins
Originating Judge:Judge Timothy E. Irwin
Knox County Court of Appeals 04/29/20
Christopher Adams v. Tiffany Adams

M201-00309-COA-R3-CV

In this divorce action, the husband has appealed, raising issues concerning the trial court’s award to the wife of $300.00 in monthly rehabilitative alimony for four years, distribution of the parties’ marital debts, and allocation of co-parenting time with the parties’ child. The husband subsequently conceded during oral argument that the issue of co-parenting time is moot due to the child’s having reached the age of majority. Additionally, we determine that the husband has waived the issue of debt distribution through his failure to comply with Tennessee Court of Appeals Rule 7. Having further determined that the trial court did not abuse its discretion in its award of rehabilitative alimony to the wife, we affirm the trial court’s judgment in all respects.

Authoring Judge: Judge Thomas R. Frierson, II
Originating Judge:Chancellor Barry R. Tidwell
Rutherford County Circuit, Criminal & Chancery Courts 04/29/20
State of Tennessee v. Dennis Freeny

E2019-00207-CCA-R3-CD

Dennis Freeny, Defendant, claims that the trial court abused its discretion in revoking his probation and ordering him to serve the balance of his sentences in the Tennessee Department of Correction (TDOC). Discerning no error, we affirm the trial court.

Authoring Judge: Judge Thomas T. Woodall
Originating Judge:Judge Steven Wayne Sword
Knox County Court of Criminal Appeals 04/28/20
Charlie Clark v. State of Tennessee

M2019-01212-CCA-R3-HC

In 2013, a Henderson County jury convicted the Petitioner, Charlie Clark, of rape. The Petitioner was sentenced to serve twenty-five years as a Range III, persistent offender in the Tennessee Department of Correction. See State v. Charles Anderson Clark, Jr., No. 2014-00445-CCA-R3-CD, 2014 WL 7204525, at *1 (Tenn. Crim. App., at Jackson, Dec. 17, 2014) no perm. app. filed. In November 2018, the Petitioner filed, pro se, a petition for a writ of habeas corpus, alleging that he was improperly sentenced as a Range III offender without proper notice in contravention of Tennessee Code Annotated section 40-35-202(a). The habeas corpus court denied the petition because the Petitioner’s claim, even if true, would make the judgment voidable and not void. On appeal, the Petitioner maintains that he was not provided with proper notice of the State’s intent to seek enhanced punishment before sentencing. After review, we affirm the habeas corpus court’s judgment.

Authoring Judge: Judge Robert W. Wedemeyer
Originating Judge:Judge John D. Wootten, Jr.
Trousdale County Court of Criminal Appeals 04/28/20
State of Tennessee v. David Eric Lambert

E2018-02282-CCA-R3-CD

The defendant, David Eric Lambert, appeals his Sullivan County Criminal Court jury conviction of unlawful photography, see T.C.A. § 39-13-605, arguing that (1) Code section 39-13-605 is unconstitutionally vague, (2) the trial court erred by denying his motion to dismiss on grounds that his conduct did not constitute a crime, (3) the admission of his statement at trial violated evidence rule 404(b), (4) the evidence was insufficient to support his conviction, and (5) the trial court erred by ordering that the defendant serve the
11-month and 29-day sentence imposed in this case consecutively to the defendant’s sentence in another case. We conclude that the trial court erred by admitting the defendant’s statement to the police, and the erroneous admission of the statement would entitle the defendant to a new trial. Because, however, the evidence adduced at trial was insufficient to support the defendant’s conviction, the conviction is reversed, and the case is dismissed.

Authoring Judge: Judge James Curwood Witt, Jr.
Originating Judge:Judge James F. Goodwin, Jr.
Sullivan County Court of Criminal Appeals 04/28/20
Abraham A. Augustin v. State of Tennessee

E2019-01739-CCA-R3-PC

The Petitioner, Abraham A. Augustin appeals the post-conviction court’s summary dismissal of his pro se petition for post-conviction relief. The Petitioner maintains that the statute of limitations should be tolled based on newly discovered evidence. After a review of the record and applicable law, we affirm the post-conviction court’s summary dismissal of the petition.

Authoring Judge: Judge John Everett Williams
Originating Judge:Judge Andrew M. Freiberg
McMinn County Court of Criminal Appeals 04/28/20
State of Tennessee v. Cortez Bennett

M2019-01034-CCA-R3-CD

The Appellant, Cortez Bennett, is appealing the trial court’s denial of his motion to correct an illegal sentence. The State has filed a motion asking this Court to affirm pursuant to Court of Criminal Appeals Rule 20. Said motion is hereby granted.

Authoring Judge: Judge Thomas T. Woodall
Originating Judge:Judge Steve Dozier
Davidson County Court of Criminal Appeals 04/28/20
State of Tennessee v. David Eric Lambert

E2018-02298-CCA-R3-CD

The Defendant, David Eric Lambert, appeals his Sullivan County Criminal Court jury convictions for unlawful photography and attempted sexual battery. See Tenn. Code Ann. §§ 39-12-101, -13-505, -13-605. On appeal, the Defendant argues that (1) the trial court erred by denying his motion to dismiss because then Code section 39-13-605 governing unlawful photography was unconstitutionally vague and because his conduct did not constitute a crime; (2) the admission of his statement at trial violated Rule 404(b) of the Tennessee Rules of Evidence; (3) the evidence was insufficient to support his convictions; and (4) the trial court erred by ordering that he serve the eleven-month-andtwenty- nine-day sentences imposed in this case consecutively to each other and to the Defendant’s sentence in another case. Because the evidence adduced at trial was insufficient to support the Defendant’s conviction for unlawful photography, that conviction is reversed and the charge is dismissed. However, the Defendant’s conviction for attempted sexual battery is affirmed, the evidence being sufficient to support that conviction.

Authoring Judge: Judge D. Kelly Thomas, Jr.
Originating Judge:Judge James F. Goodwin, Jr.
Sullivan County Court of Criminal Appeals 04/28/20
In Re Dustin M.

M2019-01661-COA-R3-PT

This is a termination of parental rights case. Appellants, mother and father, appeal the trial court’s termination of their parental rights on the grounds of: (1) abandonment; (2) failure to substantially comply with the requirements of the parenting plans; (3) persistence of the conditions that led to the child’s removal from their custody; and (4) failure to manifest an ability and willingness to assume custody. Discerning no error, we affirm.

Authoring Judge: Judge Kenny Armstrong
Originating Judge:Judge Tim Barnes
Montgomery County Court of Appeals 04/28/20
George H. Thompson, III v. Board of Professional Responsibility of the Supreme Court of Tennessee

M2018-02216-SC-R3-BP

This is an attorney discipline proceeding concerning attorney George H. Thompson, III, and his representation of a client in her personal injury action. After filing a nonsuit on his client’s behalf, the attorney failed to refile the case in a timely manner, which resulted in the client’s claim being barred by the applicable statute of limitations. The attorney later admitted his error and paid the client a sum of money to settle her potential claim against him; however, the attorney failed to advise the client in writing that she should seek independent legal counsel in reaching a settlement. The Board of Professional Responsibility (“Board”) filed a petition for discipline against the attorney, and a hearing panel (“Panel”) imposed a sanction of a one-year suspension with thirty days to be served as an active suspension and the remainder to be served on probation with conditions. The attorney sought review of the Panel’s decision in chancery court, and upon its review, the chancery court affirmed the Panel’s decision. The attorney has now filed a direct appeal to this Court. Following a thorough review of the record and applicable legal authorities, we affirm the judgment of the chancery court.

Authoring Judge: Justice Roger A. Page
Originating Judge:Senior Judge Don R. Ash
Davidson County Supreme Court 04/28/20
Wanda Tubbs v. Jeff Long, as Commissioner of Tennessee Department of Safety and Homeland Security

M2019-00627-COA-R3-CV

This case involves the seizure of a Michael Kors bag containing approximately $95,000 in United States currency by police officers who were executing a search warrant at the petitioner’s property during a criminal investigation in May 2017. The petitioner rented the home to her son and his girlfriend, but the petitioner did not reside there. In addition to the $95,000 at issue, officers also discovered at the residence other paraphernalia, including cocaine, marijuana, prescription drugs, several handguns, electronic scales, a money counter, and additional currency. The total amount of currency discovered by officers at the residence was $153,652. Officers seized all currency and sought a forfeiture warrant on the grounds that the money constituted proceeds considered traceable to a violation of the Tennessee Drug Control Act. See Tenn. Code Ann. § 53-11-451(a)(6)(A) (Supp. 2019). The petitioner’s son subsequently pled guilty to several counts of possession with the intent to distribute controlled substances and being a felon in possession of a firearm. The petitioner filed a petition with the Tennessee Department of Safety and Homeland Security (“the State”), requesting an administrative hearing regarding “the majority of” the amount of currency that was seized by law enforcement. Following a hearing, the administrative law judge (“ALJ”) entered a final order, determining that the personal property in question was properly seized and thereby subject to forfeiture. The petitioner subsequently filed a petition for judicial review with the Circuit Court of Davidson County (“trial court”). Following a hearing, the trial court, employing a substantial and material evidence standard of review, affirmed the ALJ’s determination that the currency was subject to forfeiture. The petitioner has appealed. Discerning no reversible error, we affirm.

Authoring Judge: Judge Thomas R. Frierson, II
Originating Judge:Judge Kelvin D. Jones
Davidson County Court of Appeals 04/28/20